Washington, D.C., October 21, 2024 — The Securities and Exchange Commission (SEC) has released its examination priorities for 2025, emphasizing key areas such as fiduciary duties, standards of conduct, cybersecurity, and artificial intelligence.
SEC Chair Gary Gensler stated that these priorities aim to strengthen trust in the markets and protect investors' interests. Acting Director of the Division of Examinations, Keith Cassidy, added that firms should review their compliance programs to enhance security and maintain market order.
In 2025, the SEC will examine investment companies, brokers, and other entities for compliance with federal securities laws, as well as assess the use of new technologies and the protection of investors' data.
